The Citizen Participation Act: Pitting Free Speech Protections Against Federalism

Law

Let's get this straight from the start: I'm in favor of anti-SLAPP statutes and vigorous legal protections for free speech. I'm just not convinced that federalizing libel law is the right way to go about it.

Last week Marc Randazza touted Congressman Steve Cohen (D-TN)'s Citizen Participation Act, a federal anti-SLAPP statute. It's been boosted elsewhere as well. Randazza is absolutely the cat's ass on First Amendment issues — he has more fun than should be legal eviscerating opponents of free speech. I was happy to hear his call to make March "National SLAPP month," and remain happy even after Patrick explained to me that it doesn't mean I actually get to hit anyone. But I'm not entirely with Marc on Rep. Cohen's bill.

First things first: for those not in the know, an anti-SLAPP statute protects litigants from meritless and/or frivolous lawsuits attacking protected speech. The statutes differ substantially among the few jurisdictions that have them, but they all share the same core idea: when plaintiffs sue defendants for certain types of speech, defendants should be able to force the plaintiff to convince a judge that they have a case before they force defendants to incur ruinous litigation costs. Some anti-SLAPP statutes are vigorous and effective, like California's. I'm very fond of California's anti-SLAPP statute, under which a judge recently ordered a plaintiff to pay my client nearly $35,000 in attorney fees. Other states, however, have narrow, weak, or ineffective anti-SLAPP statutes — take Maryland, for instance. Many jurisdictions have no anti-SLAPP statutes at all. There's no existing federal anti-SLAPP statute, though federal courts have sometimes applied state anti-SLAPP statutes to pendant state claims or state claims in diversity cases.

Rep. Cohen's Citizenship Participation Act — the text of which Marc hosts over at the Legal Satyricon – is aimed at creating a uniform anti-SLAPP statute. It's modeled closely after the California act. Under it, the defendant-movant has the initial burden of establishing that a claim arises from an act "in furtherance of the constitutional right of petition or free speech." The bill defines such acts as follows, tracking (but compressing) language in the California act:

The term ‘‘act in furtherance of the right of free speech’’ includes but is not limited to—
(A) any written or oral statement made in connection with an issue under consideration or review by a legislative, executive, or judicial body, or any other official proceeding authorized by law;
(B) any written or oral statement made in a place open to the public or a public forum in connection with an issue of public interest; or
(C) any other conduct in furtherance of the exercise of the constitutional right of petition or the constitutional right of free speech in
connection with an issue of public interest.

Note that this does not include all speech, and therefore does not provide a defense against all defamation claims. It protects everything said about pending cases or matters before legislative or executive bodies. But it only protects issues of "public interest" on other topics. In California, this has been interpreted to include issues of interest to broad groups of the public, but not to private disputes. See, e.g., Du Charme v. International Broth. of Elec. Workers, Local 45, 110 Cal.App.4th 107 (2003) (assertion on union web site that plaintiff was removed for financial mismanagement reflected private dispute, not matter of public interest). Hence one of the main areas of dispute in California has always been what issues are of public interest and what issues are not; I would expect the same disputes under this bill.

If the defendant can make this prima facie showing, then the burden shifts to the plaintiff to show that the claim is legally sufficient (that is, not barred by the First Amendment on its face) and supported by a prima facie case (that is, based on actual evidence). If the plaintiff fails to make that showing, the court must strike the claim and award attorney fees to the defendant. If the plaintiff prevails, the court may award attorney fees to the plaintiff if the motion was frivolous. The statute has other nice touches from the California statute as well — it stays discovery until the motion is decided, requires an immediate hearing, and allows an immediate appeal of the denial of the motion (which, at least under former California law, meant that you could tie up a lawsuit for years just by filing an anti-SLAPP motion).

So far, so good. I'd welcome a federal statute that applied that rule to cases in federal court.

But here's where the Citizen Participation Act really creates a dramatic change. It lets defendants in state court remove lawsuits to federal court in order to file an anti-SLAPP motion. In other words, it creates an entirely new basis for federal jurisdiction:

SEC. 6. FEDERAL REMOVAL JURISDICTION.
(a) IN GENERAL.—A civil action commenced in a State court against any person who asserts as a defense the immunity provided for in section 3 of this Act, or asserts that the action arises from an act in furtherance of the constitutional right of petition or free speech, may be removed by the defendant to the district court of the United States for the district and division embracing the place wherein it is pending.

Now, the statute provides that the case gets remanded to state court after the federal court rules upon the motion. But still, this is a huge addition to federal jurisdiction. It amounts to federalizing a substantial amount of defamation law and defamation cases. It would create an immense additional burden on federal dockets — and bear in mind that the competitive advantage of federal court is the comparatively lighter dockets allow for more individualized attention. Federal judges, I guarantee you, will hate it. Finally, it would pit free speech against federalism. It sends the signal that state judges can't be trusted to rule upon First Amendment or privilege issues — and encourages state court hostility towards such issues. It mandates not just a respect for constitutional rights, but a very specific procedural vehicle for pursuing them. It effectively makes federal courts the sole arbiter of freedom of petition defenses and most freedom of speech defenses in civil actions, and lets the states off the hook for defending those rights.

Do I like a vigorous defense for free speech? Absolutely. Do I think that on balance federal courts do a better job of it than state courts? In most circuits, yes. But that's still not a good reason to federalize all First Amendment litigation. Imagine for a moment if Congress passed a statute saying that every time a criminal defendant sought to suppress a confession under the Fifth Amendment or a search under the Fourth Amendment, they could remove the criminal case to federal court and get a federal judge to rule on the motion. This statute is the equivalent in the context of the First Amendment.

As much as I'd like to see the equivalent of an anti-SLAPP procedure available in each American jurisdiction, I don't think this is the right way to go about it. Ideally I'd like to see Congress pass an anti-SLAPP statute applicable to federal cases, and then have Congress and the President use their respective bully pulpits to call upon each state legislature to pass an acceptable anti-SLAPP statute within a year. Failing like, I'd like to see Congress offer incentives (such as additional funding for administration of justice) to states that pass anti-SLAPP statutes with certain minimum requirements. Failing that, I'd rather see Congress threaten to withhold existing funding to states that refuse to pass such laws. All of those measures would encourage state anti-SLAPP statutes that would allow defendants to litigate anti-SLAPP issues in state courts, and avoid federalizing the issue and choking the federal courts.

All of that said, the Citizen Participation Act is an important step towards Congressional tort reform and recognition of the damage caused by frivolous lawsuits in general and malicious free-speech-suppressing suits in particular. In addition to the misgivings above, I'd like to see Congress amend this bill to clarify a number of issues that have only been determined by a couple of decades of litigation over California's anti-SLAPP statute:

1. The bill should state explicitly that an anti-SLAPP motion can be directed even to a single cause of action. In other words, if a complaint has 10 non-speech claims and one speech claim, the defendant should be able to attack the speech claim.

2. The bill should state explicitly that a plaintiff cannot evade the effect of the anti-SLAPP act by cloaking arguments in causes of action that are not explicitly about speech. For instance, SLAPP suits frequently assert causes of action like intentional infliction of emotional distress, interference with contract or interference with prospective economic advantage, etc. The bill should specify that a claim is subject to an anti-SLAPP motion if the gravamen of the claim attacks speech.

3. The bill should explicitly state that a defendant is still entitled to fees even if the plaintiff dismisses the claim after the defendant files the anti-SLAPP motion.

4. The bill should clarify whether an appeal from the denial of an anti-SLAPP motion stays proceedings in the district court. This is a policy decision. Practically, if an appeal stays district court proceedings or remand to state court, that means that you can halt a case for years just by filing a motion.

Those changes would save us from tiresome litigation over issues already resolved in the context of the California statute.

Last 5 posts by Ken

16 Comments

15 Comments

  1. Marc J. Randazza  •  Mar 10, 2010 @5:23 pm

    A fair argument. I think that you've been spoiled, practicing in California courts. After my time in Florida courts, I think that it is imperative that Federal rights should get you into Federal court — because state court judges (at least those elected by Floridians) are morons. Morons that I do not trust with important free speech cases.

  2. Ken  •  Mar 10, 2010 @5:25 pm

    We've got plenty of morons on the bench in California, Marc. On average I'd agree with you that federal court is a better forum to vindicate constitutional rights. But where does that stop? As I suggest in my hypothetical above, we could remove every Fourth or Fifth Amendment issue to federal court. Would it still be preferable at that point? Or would it be so cluttered as to be useless?

  3. Marc J. Randazza  •  Mar 11, 2010 @8:31 am

    I see your point, and I can't challenge its validity.

    However, what I can say is that I don't see a problem with federalizing certain issues. We did it with Civil Rights, we did it with Trademarks, and why not for the right from which all of our other rights spring? The removal provision is not mandatory, and thus I would presume that the law could be enforced in the state court proceeding anyhow.

    I have always found it to be troubling that when First Amendment rights are at stake, that you can't remove a case to federal court on federal question jurisdiction.

    That all said, if the law passes and it turns out to be a burden on the Federal courts, I'd rather see a move to repeal Section 6 than not getting the law in the first place.

  4. bw  •  Mar 11, 2010 @11:07 am

    In general, I believe questions of Federalism should give way to a preference for liberty. Resolving the libery and limited government issue is the priority. After all, the whole idea of subsidiary and divided authority is in order to limit government and preserve liberty – we divide government to weaken it.

  5. Dr. Mary Johnson  •  Mar 13, 2010 @7:54 am

    Until you've been on the wrong end of one of these things (I hail from North Carolina – a state filled with morons, GOB's, & morons like Nifong, Sleazey & Edwards), I don't think you can fully understand the damage they can do to someone's life.

    What bw said. Moreover, it seems to the me that protecting the First Amendment is about as "Federalized" as it gets – rightfully so.

    My experience (getting SLAPPed for reporting a "non-profit's" abuses of a Federal program to USDHHS & JCAHO):

    http://drjshousecalls.blogspot.com/2010/03/anti-slapp-suit-legislation-is-in-works.html

    I "won" but I didn't. And I'm thinking that I should have won and really won.

  6. Cyndee Malowitz  •  Mar 17, 2010 @9:47 pm

    I agree with Dr. J. Until you've walked in our shoes, you have no idea how a lawsuit like this affects your life.

    I was SLAPPed after testifying against a doctor at the Texas Medical Board. Of course, Texas doesn't have an anti-SLAPP law, so I've spent thousands of dollars defending myself against a completely frivolous lawsuit intended to silence me.

    All I did was try and protect the people of this state against that man by telling the TRUTH and I got sued for my effort.

    I'm mad, in fact, I'm downright FURIOUS about this! It's high time the government did something to protect our First Amendment rights. Speech is NOT free in this country, and in Texas, it can be quite expensive!

  7. Ken  •  Mar 18, 2010 @8:21 am

    Having represented people hit with SLAPP suits, I have a decent idea of how expensive and debilitating they are.

    Texas should have one. Texas should pass one. But a federal statute allowing all defamation cases in Texas to be removed, even temporarily, to federal court isn't the answer.

  8. Patrick  •  Mar 18, 2010 @8:28 am

    The problem, from Dr. Malowitz's case, is that Texas has very weak witness immunity laws. In the jurisdiction where I practice, a suit against an expert witness testifying as to standards of care would be dismissed almost immediately.

    I'm not sure what good anti-SLAPP legislation would do to cover over what's a far greater systemic flaw in Texas jurisprudence.

  9. Dr. Mary Johnson  •  Mar 18, 2010 @8:38 am

    Due respect, Ken, every state should have one.

    I've been fighting my battle for twelve years – and in my case, what adds INSULT to INJURY is that the folks who "SLAPPed" me lied repeatedly under Oath during the discovery phase of their own "libel" lawsuit . . . and then negotiated a settlement deal (defrauding me of many thou$and$) on the lies.

    They got out on the cheap. I did not even get re-imbursed for attorney's fees because two way over-paid mill-town hosptial executives withheld financial data and represented themselves and their institution to be "nearly bankrupt".

    Neither the North Carolina State Bar nor North Carolina law enforcement has done ANYTHING to hold these non-profiteers (including the lawyers involved) accountable for their lies. They're "right people" and I'm not.

    Texas needs an anti-SLAPP suit law (please don't get me started on the way your state treats whistle-blowing doctors and nurses). So does North Carolina. So, in fact, does EVERY state. But those laws just haven't come. And some of us are SICK of living the nightmare and being legal road-kill. The dance of jurisdiction alone will kill your soul.

    Do you have any idea how many times I've been told that I'm "crazy" because I refuse to let go of this?

    But I'm sorry. "Getting over it" and "moving on" sells-out everything I was raised to believe about fair play and justice in this country.

    So maybe, just maybe it's time to do to the law what Congress is probably going to do to medicine and bring Big Brother on.

  10. Ken  •  Mar 18, 2010 @8:47 am

    Due respect, Dr. Johnson, I said in my post:

    As much as I’d like to see the equivalent of an anti-SLAPP procedure available in each American jurisdiction,

    …and I even suggested alternate ways that could be accomplished.

    But I’m sorry. “Getting over it” and “moving on” sells-out everything I was raised to believe about fair play and justice in this country.

    Nobody here has said anything remotely like that. Please don't project onto us.

    Let me ask you something: is your First Amendment substantially more important than, say, the Fifth Amendment privilege against having a confession beaten out of you, or the Fourth Amendment right against a warrantless search of your home? If we deal with this constitutional issue by federalizing it, why aren't we federalizing each and every important federal issue?

    (And I submit to you that if you ever practiced criminal defense in state court, you would not think for a second that the Fourth or Fifth Amendment get better treatment there than the First Amendment.)

  11. Dr. Mary Johnson  •  Mar 18, 2010 @9:16 am

    Ken, I'm gonna give you that. Perhaps I am projecting what so many people (including a local lawyer/blogger now running for public office) have told me since coming to the blogosphere in 2005 (in an attempt to try and stir up some interest in fixing what's so very wrong).

    Perhaps I AM tired of being told (again, by bloggers with law degrees) that people "lie in Court every day", and I'm just supposed to accept that kind of bad faith as "the way things are" and "shut up about it" . . . and when I challenge that hallowed notion, I'm threatened with yet another SLAPP suit:

    http://drjshousecalls.blogspot.com/2010/03/dr-mary-slapps-back-these-days.html

    (I think you can agree that was a BAD move;)

    Ken, I come from North Carolina – land of Nifong (and a host of other crooked DA's) – where ALL of the Amendments take a back seat to what is immediately best for the Bubbas and fat-cats . . . and we need innocence commissions to aquit people wrongfully accused & imprisoned.

    The point kind of is that the states are comatose when it comes to fixing these things. I'VE BEEN FIGHTING FOR TWELVE YEARS!!! Of course, the Fed are only marginally better (in my particular case, where the Feds already have some jurisdiction, they've been useless . . . whistle-blowers can swing . . . it's more important to make sure that terrorists have three-square-a-day and clean sheets).

    But at this point, I would happily take marginally better (it seems to be the same logic Obama is using with healthcare).

    And if this law were passed, perhaps I could get my case (for perjury) out from under the nose of a local DA who has determinedly/methodically buried it (since 2003) in deference to the local Bubbas.

    I requested a referral to the SBI/NCAG when I lodged the complaint. It's been stone-walled. In N.C. if a local DA hates your guts, you're SOL.

    These people LIED repeatedly in their own SLAPP suit. I'm BEYOND FURIOUS with the uber-corrupt legal system and ALL of its excuses at this point.

  12. Patrick  •  Mar 18, 2010 @10:10 am

    Dr. Johnson:

    It would probably be better to restrict further discussion to the questions presented by this post: whether a federal Anti-SLAPP statute is good policy, or constitutional, and what can be done to enact similar legislation in states that do not provide such protection, than to derail the discussion into a story about one person's legal disputes.

    As to your specific commentary on the North Carolina courts, there is only one person here, to my knowledge, who could discuss these issues with any authority, and he chooses not to do so.

  13. Dr. Mary Johnson  •  Mar 18, 2010 @10:56 am

    Well, Patrick, then I would say (again) that, as someone who has been victimized by both a SLAPP suit and the amoral/uber-corrupt legal system in North Carolina (it's not just my story I could tell), a Federal anti-SLAPP law is a VERY GOOD idea.

    There has been no attempt to "derail" this post in any way. I've answered the questions posed to me based on my own experience. What is the law, but an evolving hog-podge of legal disputes? I've found that recounting my experience in any forum (especially because I do it so passionately) tends to un-nerve most lawyers – lawyers who have no good answer/reason/excuse for what I've been put through by the North Carolina legal system.

    You've had two doctors (translation, we're not lawyers – we're citizens the lawyers are supposed to help/champion) come on board this thread, put a very human face on this problem, and tell you that the states are not doing nearly enough to protect whistle-blowers (especially medical whistle-blowers) from the law being used as a weapon-of-intimidation-&-retaliation, and that our lives (as opposed to a blog thread) have been totally derailed.

    We need help. We've needed it for a long time. The states have let us swing – journalists have told us our stories are not important. So my position on your original premise is that if the states cannot/will not pony up and do the right thing, then, by all means bring on the Feds. After all, the Constitutionality of new wide-sweeping Federal legislaiton does not seem to bother our Congress when it comes to medicine & healthcare – does it?

    As for my commentary specific to the N.C Courts, I'd love to know who your resident expert is, and to hear his commentary.

  14. Patrick  •  Mar 18, 2010 @11:15 am

    Our resident expert is shy and humble, Dr. Johnson.

  15. Dr. Mary Johnson  •  Mar 18, 2010 @11:25 am

    Chuckle. That would be the first "shy and humble" North Carolina lawyer I've met, Patrick;)

    I'm all the more intrigued to hear what he has to say.

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